(6) Vendor Due Diligence Checklist

Vendor Due-diligence Check List

供应商专业审查清单

(For all Preferred Vendors and Potential New Vendors) （适用于所有首选及候选供应商）

Issues（Conflict of Interests）

议题（利益冲突）

9. Briefly introduce the process of how you first made contact with CBRE and/or CBRE

employees (who, when, where, how, what) 请简述与CBRE人员初次联络的情况。

Who first recommended you to CBRE?初次推荐贵公司给CBRE的人员:

When时间: Where 地点:

What 行为: How 经过:

10. Have you given or will you give anything of value to the CBRE employee, especially to the

CBRE employee(s) responsible for the project？Have you made or will you make any payment and provide any benefits to any CBRE employee, relative or friends of the CBRE employee? 是否向CBRE员工提供有价值的财物? CBRE员工或其亲友是否从您处获取了支付或利益？

11. Do you have any relatives or friends working in CBRE? If yes, please provide their

name/position. (Answering "yes" does not mean your application will be affected) 请问您是否有亲戚朋友在CBRE工作？如果有，请提供他们的名字及职位(回答“有”并不意味着您的申请会受到影响)。

Relevant Name 姓名 Position 职位

1.

2.

3.

12. Do you have any other current or pending business relationships with other

departments/divisions of CBRE? 请问您是否还和CBRE有其它业务往来？

13. Do you undertake to (a) never offer or give anything of value to CBRE employees without the prior written approval of the employees’manager; and, (b) immediately report any requests or solicitation by CBRE employees for gifts or anything of value? 您是否承诺 (a) 从未在未经相关员工经理书面批准的前提下提供任何有价物品给CBRE员工(b) 及时上报CBRE员工主动提供的礼物或者其他有价物品？

Description of Government Officials 描述政府官员:

As a reminder, GOs are generally described as individuals who are current or former:

谨此提醒，政府官员一般指以下几类人员（包括现任或前任）：

Government officials or employees;

政府部门的官员或雇员；

Employees of government owned or government controlled enterprises, such as sovereign wealth funds, State Owned Enterprises (“SOEs”), government controlled not-for-profit entities and government affiliated investment pools (pension funds, etc);

国家所有或国家控制的实体，如主权财富基金，国有企业，政府控制的非营利机构及政府下属的资金管理部门（如养老保险管理机构）工作的人员；

Political parties, party officials or candidates for political office;

政党，党内干部或政治候选人；

Officials or employees of public international organizations/Non-Governmental Organizations (“NGOs”) (i.e., Red Cross);

国际公共组织或非政府组织（如红十字会）的官员及雇员；

Any person considered an official under local law;

根据当地法律，可被视为公务员的任何个人；

Any person acting on behalf of any of the foregoing, even though he/she may not be an employee of the government or any of the above listed organizations.

任何以前述人员名义行事的个人，即使其本人并非在政府或上述机构工作，也应当被看做是政府人员。