证券从业资格证

证券从业资格证
(一)资格证介绍
证券从业资格证考试是由中国证券业协会负责组织的全国统一考试,证券资格是进入证券行业的必备证书,是进入银行或非银行金融机构、上市公司、投资公司、大型企业集团、财经媒体、政府经济部门的重要参考,因此,参加证券从业人员资格考试是从事证券职业的第一道关口,证券从业资格证同时也被称为证券行业的准入证。
The securities practitioners' qualification examination is the unified national examination by the Chinese securities industry association is responsible for organizing the securities qualification certificate, is essential in the securities industry, is to enter the bank or non bank financial institutions, listing Corporation, investment companies, large enterprise groups, financial media, the government sector as an important reference, therefore, to participate in the examination for the qualifications of securities practitioners is the first barrier to engage in securities occupation of securities qualification certificate, also known as the securities industry access card.
(二)考试介绍 The examination introduction


1.考试科目分为基础科目和专业科目,基础科目为《证券市场基础知识》。
Examination is divided into basic and professional subjects, basic subject is 《the basic knowledge of securities market》

专业科目包括:《证券交易》、《证券发行与承销》、《证券投资分析》、《证券投资基金》。
《Professional Courses Stock Exchange》
《Securities Issuance And Underwriting Of Securities Investment Analysis》
《Securities Investment Analysis》
《Securities Investment Fund》
2.基础科目为必考科目,专业科目可以自选
Basic subjects is the compulsory subjects, professional subjects can be optional.

3.考试方式:
全国统考,闭卷,采取计算机考试方式进行,单科考试时间为120分钟。
Examination Method:
The national examination, the closed book, take the computer test mode, single subject examination time for 120 minutes.


(三)根据证书可以任职职务
According to the qualification certificate can do the following positions

1.证券发行员 The issuance of securities
2.证券交易员 Securities trader
3.证券经纪人 Securities broker


职位概述:
证券发行员:指在证券经营机构从事证券代理发行业务的专业人员。
Position Overview: The issuance of securities is engaged in agency securities business professionals in securities institutions.
证券交易员:指在证券经营机构从事证券代理交易、自营业务的专业人员。
The securities trader is engaged in agency trading, securities proprietary business professionals in securities institutions.
证券经纪人:在证券交易所中接受客户指令买卖证券,充当交易双方中介并收取

佣金的证券商。它可分为三类,即佣金经纪人、两元经纪人与债券经纪人。
Securities brokers to accept customer orders to buy and sell securities on the stock exchange, as parties to the transaction intermediary and the Commission of securities dealers. It can be divided into three categories, namely, two agent commission agent and bond broker.

★★接下来着重介绍第一个,即证券发行员
职位职责: 

1. 代理客户发行有价证券;

2. 对发行股票的企业进行股份制知识和法规的辅导;

3. 对上市公司进行上市后持续辅导。
About the job:

1. the proxy client issue securities
2. of the issued shares shareholding enterprises knowledge and regulations counselling
3. continuous guidance listed on listing Corporation

工作特性:证券发行员工作地点在证券交易大厅,工作繁忙,其待遇一般居上。
Characteristics: 1.working in the securities trading hall 2.a well-paid post 3.busy

相关文档
最新文档