管理体系认证审核总结报告

M a n a g e m e n t S y s t e m C e r t i f i c a t i o n

A u d i t S u m m a r y R e p o r t

管理体系认证审核总结报告

1. Audit objectives 审核目的

The objectives of this audit were:

?to confirm that the management system conforms with all the requirements of the audit standard;

确认管理体系符合审核标准的所有要求；

?to confirm that the organization has effectively implemented the planned management system;

确认组织有效地策划并实施管理体系；

?to confirm that the management system is capable of achieving the organization’s policy objectives.

确认管理体系能够达成组织的方针目标。

2. Scope of certification 认证范围

Manufacture of clothing with feather

This is a multi-site audit and an Appendix listing all relevant sites

and/or remote locations has been established (attached) and

N/A不适用Yes 是No 否agreed with the client对于多地点抽样审核，已建立一份附加的清

单以列出所有的地点和/或移动场所，并经客户确认。

3. Current audit findings and conclusions 本次审核发现点及结论

The audit team conducted a process-based audit focusing on significant aspects/risks/objectives required by the standard(s). The audit methods used were interviews, observation of activities and review of documentation and records.

审核组以审核标准所要求的重要因素、风险及目标为关注焦点，完成了基于过程的审核。所采用的审核方法包括面谈，观察活动及评审文件及记录。

The structure of the audit was in accordance with the audit plan and audit planning matrix included as annexes to this summary report.

审核的安排依据本份报告所附的审核计划及审核策划矩阵图。

The audit team concludes that the organization has has not established and maintained its management system in line with the requirements of the standard and demonstrated the ability of the system to systematically achieve agreed requirements for products or services within the scope and the organization’s policy and objectives.

审核组结论为该组织 has 已 has not 未根据审核标准要求建立和实施管理体系，并具备系统地达成认证范围内产品或服务所承诺要求的能力及达成组织方针目标的能力。

Number of nonconformities identified: 不符合项数量0 Major

严重

2 Minor

轻微

Therefore the audit team recommends that, based on the results of this audit and the system’s demonstrated state of development and maturity, management system certification be:

基于审核结果及组织所展现出的状态，审核组建议管理体系认证结果为：

Granted 推荐发证 / Continued 证书继续有效/ Withheld 终止 / Suspended until satisfactory corrective action is completed. 暂停直至采取了有效的纠正措施

4. Previous Audit Results 上一次审核结果

The results of the last audit of this system have been reviewed, in particular to assure appropriate correction and corrective action has been implemented to address any nonconformity identified. This review has concluded that:

已对上一次审核结果进行了评审，特别是确保对所提出的不符合项已采取适当的纠正措施。评审结论为： Any nonconformity identified during previous audits has been corrected and the corrective action continues to be effective.

上一次审核提出的不符合项已被纠正，并且纠正措施是持续有效的。

The management system has not adequately addressed nonconformity identified during previous audit activities and the specific issue has been re-defined in the nonconformity section of this report.

管理体系对于上一次审核提出的不符合项没有充分地解决，这一问题在本次审核报告的不符合项部分已被再次提出。

5. Audit Findings 审核发现点

The audit team conducted a process-based audit focusing on significant aspects/risks/objectives. The audit methods used were interviews, observation of activities and review of documentation and records.

审核组以审核标准所涉及的重要因素、风险及目标为关注焦点，完成了基于过程的审核。所采用的审核方法为面谈，观察活动及评审文件及记录。

The management system documentation demonstrated conformity with the requirements of the audit standard and provided sufficient structure to support implementation and maintenance of the management system. Yes 是 No 否

文件化的管理体系与审核标准是相符合的，并且对于管理体系的实施及维护提供足够的支持。

The organization has demonstrated effective implementation and maintenance / improvement of its management system. Yes 是 No 否

组织的管理体系在有效地实施、维护及改善中。

The organization has demonstrated the establishment and tracking of appropriate key performance objectives and targets and monitored progress towards their achievement. Yes 是 No 否

组织建立并跟踪适当的关键业绩目标及指标，并且对达成状况进行监控。

The internal audit program has been fully implemented and demonstrates effectiveness as a tool for maintaining and improving the management system. Yes是 No 否

内审被全面实施，成为维护及改善管理体系的有效工具。

The management review process demonstrated capability to ensure the continuing suitability, adequacy, effectiveness of the management system. Yes 是 No 否

管理评审过程能够确保组织管理体系持续的适宜性、充分性和有效性。

Throughout the audit process, the management system demonstrated overall conformance with the requirements of the audit standard. Yes是 No否

整个审核显示，组织的管理体系与审核标准的要求总体上是符合的。

Certification claims are accurate and in accordance with SGS guidance Yes 是No 否N/A 不适用认证声明是准确的并且与SGS的指南相符合。

6. Significant Audit Trails Followed 主要审核思路

The specific processes, activities and functions reviewed are detailed in the Audit Planning Matrix and the Audit Plan. In performing the audit, various audit trails and linkages were developed, including the following primary audit trails, followed throughout。

经评审过的组织的过程、活动和功能详细记录在审核策划矩阵图和审核计划上。在本次审核中，多种的审核思路及贯穿方法被采用，包括以下所记录的主要审核点。

7. Nonconformities 不符合项

See attachment 见附件

Nonconformities detailed here shall be addressed through the organization’s corrective action process, in accordance with the relevant corrective action requirements of the audit standard and complete records maintained.

组织应根据审核标准中对于纠正措施的相关要求，通过组织自身的纠正措施过程解决以上所列的不符合项，并维持记录。

Corrective actions to address identified major nonconformities shall be carried out immediately and SGS notified of the actions taken within 30 days. An SGS auditor will perform a follow up visit within 90 days to confirm the actions taken, evaluate their effectiveness, and determine whether certification can be granted or continued.

对于严重不符合项组织应立即采取纠正措施并在30天内将所采取的措施通知SGS。SGS将安排审核员在90天内进行一次跟进审核，对措施进行确认，评估措施的有效性，并确定是否推荐认证或证书是否持续有效。

Corrective actions to address identified major nonconformities shall be carried out immediately and records with supporting evidence sent to the SGS auditor for close-out within 90 days.

对于严重不符合项组织应立即采取纠正措施，并将措施记录下来连同支持性的证据传给SGS审核员以便于在90天内进行关闭。

At the next scheduled audit visit, the SGS audit team will follow up on all identified nonconformities to confirm the effectiveness of the corrective actions taken.

在下一次审核时，SGS审核组将跟进上一次审核提出的所有不符合项，以确认所采取的纠正措施的有效性。8. General Observations & Opportunities for Improvement 总体观察项及改善点